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The Limits of Judicial Modeling: Comparing Theories of Judicial Decision-Making in Separation of Powers Cases |
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Abstract:
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Very few theories of Supreme Court decisionmaking offer explanations of the Court's opinions in separation of powers cases. My research attempts to address this omission in the literature by using separation of powers cases to test the explanatory and predictive power of four different approaches to Supreme Court decisionmaking: the attitudinal model, the "strategic" approach, ruling-coalition theory, and historical new institutionalism. The study hypothesizes that historical new institutionalist approaches are in the best position to explain the outcomes in these cases.
As a test of this hypothesis, I am analyzing all significant separation of powers cases decided by the Rehnquist Court. Attitudinal models fail to explain why justices of widely different ideological preferences vote along the same lines in these cases. The strategic model would predict that the justices would support those institutions that are controlled by people with attitudes that are most closely aligned with the Court majority, but this turns out not to be the case. The theory of ruling coalitions suggests that the Court's decisions will reflect the preferences of dominant ruling coalitions, but the data suggests either that this is not consistently true or that separation-of-powers cases fall outside the scope of the model because they reflect divisions among dominant coalitions.
Instead, the preliminary results demonstrate that the justices' behavior is most consistent with that which we would expect from an historical new institutionalist analysis. There is evidence that justices form endogenous preferences based on the structure of constitutional doctrine, and that these preferences are not reducible to the sort of conventional policy preferences measured by attitudinalists. Moreover, in these cases the justices also appear to be pursuing a distinctive institutional mission related to the maintenance of judicial power and a system of checks and balances; the outcomes in these cases do not suggest that the justices are stealthily promoting conventional policy preferences. I will examine the question of whether separation of powers cases expose limits to prevailing models of judicial behavior, and also the question of what new institutionalist analysis can contribute to our understanding of Supreme Court politics. |
Most Common Document Word Stems:
power (239), court (233), separ (172), case (131), institut (118), judici (86), rule (86), law (85), polit (67), new (66), justic (66), j/c (65), constitut (64), congress (64), decis (63), model (63), v (62), branch (60), suprem (52), d (51), state (48), |
Author's Keywords:
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Judicial politics, Judicial behavior, new institutionalism, constitutional law |
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Association:
Name: American Political Science Association URL: http://www.apsanet.org
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Citation:
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MLA Citation:
| Mohammad-Zadeh, Katayoun. "The Limits of Judicial Modeling: Comparing Theories of Judicial Decision-Making in Separation of Powers Cases" Paper presented at the annual meeting of the American Political Science Association, Philadelphia Marriott Hotel, Philadelphia, PA, Aug 27, 2003 <Not Available>. 2009-05-26 <http://www.allacademic.com/meta/p62006_index.html> |
APA Citation:
| Mohammad-Zadeh, K. , 2003-08-27 "The Limits of Judicial Modeling: Comparing Theories of Judicial Decision-Making in Separation of Powers Cases" Paper presented at the annual meeting of the American Political Science Association, Philadelphia Marriott Hotel, Philadelphia, PA Online <.PDF>. 2009-05-26 from http://www.allacademic.com/meta/p62006_index.html |
Publication Type: Conference Paper/Unpublished Manuscript Review Method: Peer Reviewed Abstract: Very few theories of Supreme Court decisionmaking offer explanations of the Court's opinions in separation of powers cases. My research attempts to address this omission in the literature by using separation of powers cases to test the explanatory and predictive power of four different approaches to Supreme Court decisionmaking: the attitudinal model, the "strategic" approach, ruling-coalition theory, and historical new institutionalism. The study hypothesizes that historical new institutionalist approaches are in the best position to explain the outcomes in these cases.
As a test of this hypothesis, I am analyzing all significant separation of powers cases decided by the Rehnquist Court. Attitudinal models fail to explain why justices of widely different ideological preferences vote along the same lines in these cases. The strategic model would predict that the justices would support those institutions that are controlled by people with attitudes that are most closely aligned with the Court majority, but this turns out not to be the case. The theory of ruling coalitions suggests that the Court's decisions will reflect the preferences of dominant ruling coalitions, but the data suggests either that this is not consistently true or that separation-of-powers cases fall outside the scope of the model because they reflect divisions among dominant coalitions.
Instead, the preliminary results demonstrate that the justices' behavior is most consistent with that which we would expect from an historical new institutionalist analysis. There is evidence that justices form endogenous preferences based on the structure of constitutional doctrine, and that these preferences are not reducible to the sort of conventional policy preferences measured by attitudinalists. Moreover, in these cases the justices also appear to be pursuing a distinctive institutional mission related to the maintenance of judicial power and a system of checks and balances; the outcomes in these cases do not suggest that the justices are stealthily promoting conventional policy preferences. I will examine the question of whether separation of powers cases expose limits to prevailing models of judicial behavior, and also the question of what new institutionalist analysis can contribute to our understanding of Supreme Court politics. |
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| Document Type: |
.pdf |
| Page count: |
46 |
| Word count: |
17028 |
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| The Limits of Judicial Modeling: Comparing Theories of Judicial Decisionmaking in Separation of Powers Cases 1986 – Present. Katayoun (Kati) Mohammad-Zadeh J.D. Department of Political Science University of Southern California Contact info: katayoun@bieganski.com Prepared for Presentation at the Annual Meeting of the American Political Science Association Philadelphia August 2003 I. Introduction : The Overlooked Debate – Separation of Powers and the Supreme Court Beginning with the work of C. Herman Pritchett (1948) and continuing with the behavioralist revolution of |
| J. v. United States 1996. 517 U.S. 748. Metropolitan Washington Airports Authority v. Citizens for the Abatement of Aircraft Noice Inc. 1991. 501 U.S. 262. Miller v. French 2000. 530 U.S. 327. Mistretta v. United States 1989. 488 U.S. 316. Morrison v. Olson 1988. 487 U.S. 654. Nixon Walter L. v. United States 1993. 506 U.S. 224. Plaut v. Spendthrift Farm Inc. 1995. 514 U.S. 211. Skinner Secretary of Transportation v. Mid-America Pipeline Co. 1989. 490 U.S. 212. United |
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